| 22-01965 | 05/09/2024 | Claimant(s): Christopher Heilman, Ronald Kiser
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Truist Investment Services.
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley
Hearing Site: Norfolk, VA
| | |
| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
| | |
| 19-00387 | 01/03/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo
Hearing Site: New York, NY
| | |
| 18-04198 | 03/03/2022 | Claimant(s): Jefferies
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick Cunningham
Respondent Lawyers(s): Patrick F. Moran
Arbitrator(s): Jonathan B. Gilbert, Jonah J. Orlofsky, John William Kenesey
Hearing Site: Chicago, IL
| | |
| 18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Michael Kamras
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Dean Decker
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | |
| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Edward Swigert
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin
Hearing Site: Los Angeles, CA
| | |
| 17-01229 | 03/17/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jonathan Moneypenny
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Howard L. Sobel, Kevin B. Naughten, Eric Zaidins
Hearing Site: New York, NY
| | |
| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): William Hood
Respondent Lawyers(s): Kevin S. Reed
Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson
Hearing Site: New York, NY
| | |
| 18-03912 | 11/22/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jeffrey Raphael
Respondent Lawyers(s): Robert L. Herkovits
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
