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FINRA Awards for Frank Cronin

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0055603/05/2021Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Edward Swigert
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin
Hearing Site: Los Angeles, CA
16-0285907/26/2019Claimant(s): Christopher Engen, Kimberly Engen, NFS/FMTC IRA FBO Christopher W. Engen, NFS/FMTC IRA FBO Kimberly Engen, Bypass Trust "B" of the Restatement of, Christopher W. and Kimberly Family Trust, Survivor's Trust "A" of the Restatement
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Alphonse Calicchio, Hemant Kathuria, Peter Schiff, Robert Decker, William Mcbean, Euro Pacific Capital.
Respondent Lawyers(s): David Wechsler, Hemant Kathuria, Peter David Schiff, Peter Chema, Robert Henry Decker, William Gordon Mcbean
Arbitrator(s): Milton N. Gross, Carole Helfert Aragon, Frank Cronin
Hearing Site: Los Angeles, CA
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