| 23-01738 | 04/16/2024 | Claimant(s): Qi Wen
Claimant Lawyers(s): William Bean
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Andrew Shapren
Arbitrator(s): John Warner Lowe
Hearing Site: New York, NY
| | |
| 21-02848 | 02/29/2024 | Claimant(s): IsZo Capital LP, IsZo Capital Management LP
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Barsam Lakani, Christopher Bianchi, Jennifer Kane, John Laub, Lauri Scoran, Michael Sharp, Richard Handler, Stephen Augustin, Jefferies LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Howard Alan Grinsberg, Elliot Schnapp, Diane S Steiner
Hearing Site: New York, NY
|  | $0 |
| 19-02158 | 03/08/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick McCarthy
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Bernard A. Kesselman, Elizabeth Gilbert, William A. Rome
Hearing Site: New York, NY
| | |
| 19-00387 | 01/03/2023 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Harry D. Frisch, Sara Kula, Claudine Caracciolo
Hearing Site: New York, NY
| | |
| 20-01382 | 05/04/2022 | Claimant(s): BAG Securities Fund, L.P., GovPlus Fund AI, NorCap Diversified Premium Fund, NorCap Equity Plus Fund
Claimant Lawyers(s): David E. Robbins
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Francesca Brody
Arbitrator(s): David A. Schuler, Eric Ross Cromartie, Christopher John Rowland
Hearing Site: Dallas, TX
| | $0 |
| 18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Michael Kamras
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Dean Decker
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | |
| 20-03987 | 06/08/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Robert Wong
Respondent Lawyers(s): Robert T. Wong
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 16-03450 | 03/26/2021 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Nirav S. Shah
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Joanna Wright
Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese
Hearing Site: New York, NY
| | |
| 18-00556 | 03/05/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Edward Swigert
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Sheldon M. Jaffe, Kendall C. Reed, Frank Cronin
Hearing Site: Los Angeles, CA
| | |
