| 18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Dean Decker
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | |
| 16-02805 | 01/08/2019 | Claimant(s): Oscar Celasco, Centrica Invt Capital Inc., G.S.S. Capital Group Limited, GSSC Holdings LTD, GSSC SP, Mesoamerica Acre Farms., Westwood Holding Inc.
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Gary Timothy Haight, Laurent C. Vonderweidt, A. Joel Klein
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-04241 | 06/22/2016 | Claimant(s): Sonia Romagosa
Claimant Lawyers(s): Sonia Romagosa
Respondent(s): Carlos Getino, Ameriprise Financial Services.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Gerald F. Corrigan, Laurent C. Vonderweidt, Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 15-00362 | 05/19/2016 | Claimant(s): Martha Welborne
Claimant Lawyers(s): Brian D. Boydston
Respondent(s): Charles Bohlen, Stern Fisher Edwards Inc.
Respondent Lawyers(s): Edward Gartenberg
Arbitrator(s): Steven Gourley, Ronald L. Cameron, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $297,000 |
| 12-02861 | 11/24/2015 | Claimant(s): Narinder Grewal, Pritpal Grewal, Shannon Grewal, Yuvraj Grewal, Narinder S. Grewal,MD Defined Benefit
Claimant Lawyers(s): Anthony L. Vitullo, Austin H. England
Respondent(s): Naveen Bhagwani, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Naveen K. Bhagwani, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Laurent C. Vonderweidt, Steven J. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $1,889,260 |
| 13-02622 | 05/27/2015 | Claimant(s): HSH Family Trust U/A DTD 8/15/2011
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Herbert Murez, Laurent C. Vonderweidt, Richard M. Norman
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00187 | 12/03/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Barry Belmont, Gordon Belmont, Lock Haven Industrial Park Inc., Towne Center Properties Inc., JLB/JAB Limited Partnership, GST Exempt Marital Trust, GST Exempt Residuary Trust, GST Non-Exempt Marital Trust
Respondent Lawyers(s): Barry Belmont, Gordon L. Belmont
Arbitrator(s): David J. Anderson, Laurent C. Vonderweidt, Karen A. Lockwood
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01587 | 09/10/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitch Albert
Respondent(s): Christopher Allen
Respondent Lawyers(s): Christopher Michael Allen
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | |
| 13-01074 | 09/06/2013 | Claimant(s): Gary Weller, Gary M Weller Revocable Trust U/A 6/5/03
Claimant Lawyers(s): Robert Crowe
Respondent(s): David Williams, Morgan Peabody.
Respondent Lawyers(s): David Allen Williams, David Williams
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $93,925 |
| 09-05899 | 06/03/2013 | Claimant(s): Paul Gomez
Claimant Lawyers(s): Aimee E. Dominguez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Respondent Lawyers(s): Andrew M. DeLucia, Michael J. Fortunato
Arbitrator(s): Laurent C. Vonderweidt, Joan Clay Manley, Frank Centofanti
Hearing Site: Los Angeles, CA
| | |
