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FINRA Awards for Niyukt Raghu Bhasin

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0074508/05/2019Claimant(s): Devandra Patel, Meenakshi Patel, DMPPP
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Niyukt Raghu Bhasin
Arbitrator(s): Paul H. Lamboley, Michael C. Anigbogu, Michael D. Briggs
Hearing Site: Reno, NV
Checkmark Icon$0
12-0286111/24/2015Claimant(s): Narinder Grewal, Pritpal Grewal, Shannon Grewal, Yuvraj Grewal, Narinder S. Grewal,MD Defined Benefit
Claimant Lawyers(s): Anthony L. Vitullo, Austin H. England
Respondent(s): Naveen Bhagwani, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Naveen K. Bhagwani, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Laurent C. Vonderweidt, Steven J. Feldman, Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark Icon$1,889,260
13-0091112/05/2014Claimant(s): Chatur Chhabbhaya
Claimant Lawyers(s): Chatur Chhabbhaya
Respondent(s): Ivan Angulo, Kishankumar Koladiya, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Dario Angulo, Kishankumar M. Koladiya, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Robert H. Putnam, John F. Allgood, Osei J Adoma
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0189009/22/2014Claimant(s): Ashok Rao
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Ivan Angulo, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Angulo, Niyukt R. Bhasin, Niyukt Raghu Bhasin
Arbitrator(s): Steven J. Feldman, Adam Michael Porter, Alan Bert Nishimura
Hearing Site: Los Angeles, CA
Checkmark Icon$128,000
13-0307206/30/2014Claimant(s): Kamal Pradhan
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Niyukt Bhasin, Rabinder Deshmukh, NSM Securities.
Respondent Lawyers(s): Joshua A. Katz, Niyukt Raghu Bhasin, Niyukt Bhasin
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Detroit, MI
Checkmark IconExpungement

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