| 23-03640 | 10/11/2024 | Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Katherine Hendricks, Susan C Lushing, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | |
| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
| | |
| 23-02042 | 11/27/2023 | Claimant(s): Guy Dietrich
Claimant Lawyers(s): Guy Dietrich
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert Dean McKinley
Hearing Site: Albuquerque, NM
|  | $88 |
| 20-03762 | 05/21/2021 | Claimant(s): Samuel Hall
Claimant Lawyers(s): Samuel Hall
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Robert Dean McKinley
Hearing Site: Phoenix, AZ
| | |
| 15-03120 | 11/27/2019 | Claimant(s): Fariba Madison
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): David Terrell, Sean Pong, U.S. Bancorp Investments.
Respondent Lawyers(s): Christina N. Goodrich
Arbitrator(s): Steven A. Wawra, Robert Dean McKinley, Owen Frances
Hearing Site: Los Angeles, CA
| | |
| 16-01588 | 07/09/2018 | Claimant(s): Elliot Gallin SS 401K Plan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00166 | 06/07/2018 | Claimant(s): Thomas Yague
Claimant Lawyers(s): Thomas L. Gourde
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Timothy Owen
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Mario H. Metzger, Benjamin F. Breslauer, Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00285 | 05/23/2018 | Claimant(s): Stuart Sherman
Claimant Lawyers(s): Becky Steiger
Respondent(s): Sagepoint Financial., Thomas Goodson, AmeriFlex
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Robert Dean McKinley
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-03488 | 11/20/2017 | Claimant(s): Jin Park
Claimant Lawyers(s): Jin Kyun Park
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Dean C. Abraham, Mary M. O'Neil, Robert Dean McKinley
Hearing Site: Las Vegas, NV
| | |
| 14-02797 | 10/20/2016 | Claimant(s): Partnervest Advisory Services, Partnervest Financial Group, Partnervest Securities.
Claimant Lawyers(s): Gerard J. Kowalski
Respondent(s): Timothy Mahota
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Martin J. Kotowski, Robert Dean McKinley, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | |
