| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-02797 | 10/20/2016 | Claimant(s): Partnervest Advisory Services, Partnervest Financial Group, Partnervest Securities.
Claimant Lawyers(s): Gerard J. Kowalski
Respondent(s): Timothy Mahota
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Martin J. Kotowski, Robert Dean McKinley, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | |
| 13-00333 | 11/06/2014 | Claimant(s): John Chase, Susan Chase, Chase Charitable Remainder Trust
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Advisors, Mark Vandeburgt
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Alan Stamm, Mary M. O'Neil, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $144,808 |
| 12-02548 | 07/19/2013 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Jacquelyn Mohr
Respondent(s): Andrew Kardish
Respondent Lawyers(s): Andrew Vincent Kardish
Arbitrator(s): Cathleen M. Cobb, Benjamin F. Breslauer, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | |
| 10-01450 | 08/01/2011 | Claimant(s): Judith Malone
Claimant Lawyers(s): Russ E. Boltz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Chester L. Firestein, Robert A. Lombardi, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | $49,976 |
