19-03251 | 06/22/2021 | Claimant(s): Matthew Mirtahami Claimant Lawyers(s): Chetan Patil Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley Hearing Site: Los Angeles, CA
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20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman Claimant Lawyers(s): David Harrison Respondent(s): Dorman Skorheim Wealth Management LLC Respondent Lawyers(s): Jeffrey J. Dorman Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
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19-02998 | 10/14/2020 | Claimant(s): Teresa Valdez, Teresa Valdez IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Alan Stamm, Susan B. Gans-Smith, Daniel A. Seiver Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
17-03371 | 01/07/2019 | Claimant(s): Timothy Hughes Claimant Lawyers(s): Elizabeth Lowery Respondent(s): Joan Mccool, SECU Brokerage Services Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Alan Stamm, Mark A. Levy, Rahsan Malik Boykin Hearing Site: Los Angeles, CA
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16-01192 | 12/04/2018 | Claimant(s): Stella Bi Claimant Lawyers(s): Mia Munro Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Matthew Klafter Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis Hearing Site: Los Angeles, CA
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17-01784 | 11/09/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N Will Respondent(s): Hanieh Sadat Hendi Respondent Lawyers(s): Hanieh Sadat Hendi Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
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16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie Claimant Lawyers(s): Joshua B. Kons Respondent(s): Oppenheimer & Co.., Michael Rosenmayer Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
| | Expungement |
15-02899 | 06/06/2016 | Claimant(s): Thao Hua Claimant Lawyers(s): Thao Hua Respondent(s): Scottrade Inc. Respondent Lawyers(s): Timothy M. Huskey Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
| | $0 |
11-03181 | 04/12/2016 | Claimant(s): Antaeus Capital. Claimant Lawyers(s): Cesar Moya Respondent(s): Cesar Moya, Curtis Leahy Respondent Lawyers(s): Cesar Moya, Jeffrey S. Kob Arbitrator(s): Alan Stamm, W. Alex King, Terry Lynn Chambless Hearing Site: Los Angeles, CA
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15-02842 | 03/22/2016 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Babak Yousefzadeh Respondent(s): Lino Safieddine Respondent Lawyers(s): Lino Safieddine Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA
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