Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01265 | 03/15/2019 | Claimant(s): Brad Ormsby Claimant Lawyers(s): Tracy P. Stoneman Respondent(s): Scottrade Inc. Respondent Lawyers(s): Philip J. Mackey Arbitrator(s): Richard N. Friedman, Alan Bert Nishimura, Judy Man-Ling Lam Hearing Site: Los Angeles, CA |  | $0 |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie Claimant Lawyers(s): Joshua B. Kons Respondent(s): Oppenheimer & Co.., Michael Rosenmayer Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin Hearing Site: Los Angeles, CA | | Expungement |
| 14-00482 | 12/22/2014 | Claimant(s): Andrea Halperin Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): Richard N. Friedman, June McLaughlin, Dorothy B. Strackbein Hearing Site: Los Angeles, CA |