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FINRA Awards for Philip J. Mackey

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0126503/15/2019Claimant(s): Brad Ormsby
Claimant Lawyers(s): Tracy P. Stoneman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Richard N. Friedman, Alan Bert Nishimura, Judy Man-Ling Lam
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0315604/16/2018Claimant(s): Mark Slaughter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Gregory D. Hoffmann, Kenneth R. Starr, Andrew Michael Bonderud
Hearing Site: Jacksonville, FL
Checkmark Icon$78,500

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