23-00008 | 09/03/2024 | Claimant(s): Leo Delancey, Scott Kimball Claimant Lawyers(s): Kalju Nekvasil Respondent(s): David Dahill, Realized Financial. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Cynthia Cashman Makin Hearing Site: San Diego, CA
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |
19-02974 | 12/23/2021 | Claimant(s): Douglas Prezzano, Eric Miller, Heinz Jaeggi, Roger Wacker, Stefan Lendi, Steven Soja, Stewart Bosley Claimant Lawyers(s): Barry R. Lax Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Dennis S. Ellis Arbitrator(s): Barbara M. Zak, Marc S. Joseph, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
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18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Dean Decker Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
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16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie Claimant Lawyers(s): Joshua B. Kons Respondent(s): Oppenheimer & Co.., Michael Rosenmayer Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
| ![Checkmark Icon](https://www.potomacanalytics.com/images/icons/checkmark.png) | Expungement |