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FINRA Awards for Craig Dock

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0122609/16/2022Claimant(s): Hisako Patten
Claimant Lawyers(s): Hisako Patten
Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh
Hearing Site: San Diego, CA
Checkmark IconExpungement

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