22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust Claimant Lawyers(s): Adam Gana Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird Hearing Site: San Diego, CA
| | $1,148,130 |
22-02466 | 12/11/2023 | Claimant(s): Cordia Swanson Claimant Lawyers(s): Cordia Swanson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504(a)(6)(B) |
23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV
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18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
| | Expungement |
22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV
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20-02086 | 06/15/2022 | Claimant(s): Shawn Parr, TTEE of Parr Family Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Herbert Liberman, Randy R. Maher, William Richard Espino Hearing Site: San Diego, CA
| | Expungement |
21-01431 | 02/04/2022 | Claimant(s): John Czajkowski Claimant Lawyers(s): Chrisitina Vourakis Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust Claimant Lawyers(s): Gary Mark Brewer Respondent(s): Christopher Taylor, Kestra Investment Services Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
19-03817 | 12/06/2021 | Claimant(s): D. Blankenship Claimant Lawyers(s): Frances Menzer Respondent(s): Independent Financial Group. Respondent Lawyers(s): Robert L. Gonser Arbitrator(s): David Sear, Randy R. Maher, Thomas L. Marshall Hearing Site: San Diego, CA
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20-02984 | 06/14/2021 | Claimant(s): Bradley Cooperman Claimant Lawyers(s): Frances Menzer Respondent(s): WAMU Investments. Respondent Lawyers(s): James H. David Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA
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