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FINRA Awards for Hugh James Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0246612/11/2023Claimant(s): Cordia Swanson
Claimant Lawyers(s): Cordia Swanson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson
Hearing Site: Las Vegas, NV
Checkmark IconDismissed by Rule 12504(a)(6)(B)

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