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FINRA Awards for Richard A. D'Amura

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0191904/09/2024Claimant(s): Cyrus Desai
Claimant Lawyers(s): Meher C. Desai
Respondent(s): William Young, Grove Point Investments
Respondent Lawyers(s): Garry T. Stevens, Jr., Richard A. D'Amura
Arbitrator(s): Christopher M. McMurray, Luba Shur, Kiran Nasir Gore
Hearing Site: Washington, DC
Checkmark IconDismissed by Rule 12206
23-0134711/24/2023Claimant(s): Steven Hein
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Richard W. Epstein, Scott A. Eichhorn, Ellen Jane Vaughan
Hearing Site: Boca Raton, FL
20-0112007/26/2023Claimant(s): Health and Wellness Lifestyle Club LLC
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Carolyn Valentine, H. Beck.
Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura
Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark Icon$0
22-0079810/17/2022Claimant(s): Kurt Jackson
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Michael Pedlow
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
19-0370108/02/2022Claimant(s): John Sanders
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Jamie Bennett, Silber Bennett Financial.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry
Hearing Site: Los Angeles, CA
21-0175406/15/2022Claimant(s): John Freiburger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
21-0245802/02/2022Claimant(s): Patricia Mary Taylor Trust
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): Christopher Taylor, Kestra Investment Services
Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura
Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206

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