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FINRA Awards for H. Beck.

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Displaying 10 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0112007/26/2023Claimant(s): Health and Wellness Lifestyle Club LLC
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Carolyn Valentine, H. Beck.
Respondent Lawyers(s): Joseph C. Campo, Richard A. D'Amura
Arbitrator(s): Mark R. Lee, George Richard Najjar, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark Icon$0
20-0374304/05/2021Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Jeffry M. Bauer, Mark L Miller, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
Checkmark IconDismissed by Rule 12206
20-0307303/25/2021Claimant(s): Robert Mabe
Claimant Lawyers(s): Brian Luther
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
20-0214003/24/2021Claimant(s): Scott Wetherbee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0138111/19/2020Claimant(s): Kristina Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s):
Hearing Site: Wilmington, DE
20-0011708/28/2020Claimant(s): Phylyp Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
20-0042108/19/2020Claimant(s): Katie Buck
Claimant Lawyers(s): Harris Freedman
Respondent(s): H. Beck.
Respondent Lawyers(s): Matt Winterhalter
Arbitrator(s): Arocles Aguilar
Hearing Site: Honolulu, HI
19-0197802/04/2020Claimant(s): Jeffrey Buck
Claimant Lawyers(s): Erica Harris
Respondent(s): H. Beck., Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
18-0417311/22/2019Claimant(s): Rodney Dabbondanza
Claimant Lawyers(s): Michael Patrick Shaw
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Arthur J. Salzberg, Karla Jayne Letsche, Sonya L. Sacks
Hearing Site: Washington, DC
18-0438507/29/2019Claimant(s): Steven Orr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H. Beck.
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX

21 Results

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