22-01026 | 09/18/2024 | Claimant(s): Craig Severin Claimant Lawyers(s): Craig Alan Severin Respondent(s): Wesley Garner Respondent Lawyers(s): Donna K. McElroy Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Francis Joseph Bourgeois Hearing Site: Houston, TX
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24-01013 | 09/18/2024 | Claimant(s): Jae Young Kim Claimant Lawyers(s): Jae Young Kim Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Lucas Garcia Arbitrator(s): Daniel J. Pagnano Hearing Site: Dallas, TX
| | $38 |
22-00408 | 08/29/2023 | Claimant(s): Rafael Friederichsen Claimant Lawyers(s): S. Bruce Hiran Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): John O. Lukanski Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Katherine Parsley Hearing Site: Houston, TX
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20-02616 | 05/10/2023 | Claimant(s): Estate of Alvin Louis Diecedue, Sr. Claimant Lawyers(s): Sharon Starkey Whitlow Respondent(s): Morgan Stanley, Sean Spratt Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Daniel J. Pagnano, Stephen Edgar Eisenbraun, Franklin David Beahm Hearing Site: New Orleans, LA
| | $0 |
21-02651 | 03/22/2023 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Gregory Novak, Tracy Druce Respondent Lawyers(s): Gregory Novak, Tracy Druce Arbitrator(s): Linda Broocks, Daniel J. Pagnano, William G Brown Hearing Site: Houston, TX
| | $260,436 |
22-00022 | 07/11/2022 | Claimant(s): Amanda Dunlap Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX
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20-03798 | 03/24/2022 | Claimant(s): B. Bryant, Memorial Rock Investments L.P. Claimant Lawyers(s): Lance C. Arney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Bartlett Michael Sheinberg Hearing Site: Houston, TX
| | $1,184,210 |
21-00450 | 02/24/2022 | Claimant(s): Kevin Knight Claimant Lawyers(s): Kevin Knight Respondent(s): Robinhood Financial., Robinhood Securities Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Daniel J. Pagnano, Allan R. Lazor, Kevin Colby Hearing Site: Houston, TX
| | $0 |
20-03445 | 12/22/2021 | Claimant(s): Joel Barton, Suzanne Fisk, Estate of Joel R. Barton Jr. Claimant Lawyers(s): William J. Garrison Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Putz Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Daniel J. Pagnano, Jeffrey R. Pendergraft, Michael James Barton Hearing Site: Houston, TX
| | Expungement |
20-01175 | 12/16/2021 | Claimant(s): John Palombo Claimant Lawyers(s): Michelle Atlas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Brian James Tagtmeier Hearing Site: Houston, TX
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