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FINRA Awards for BBVA Securities Inc.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0163111/29/2024Claimant(s): Rafael Friederichsen
Claimant Lawyers(s): Rafael A. Friederichsen
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): David Aaron DeSoto, John Ryan, Harry Tharp
Hearing Site: Houston, TX
24-0087809/24/2024Claimant(s): Monica Villarreal
Claimant Lawyers(s): Monica Daniela Villarreal
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Katie Kimbrell
Arbitrator(s): Mitchell Lee Lathrop, Jason E. Murtagh, Cynthia Helene Cwik
Hearing Site: San Diego, CA
22-0040808/29/2023Claimant(s): Rafael Friederichsen
Claimant Lawyers(s): S. Bruce Hiran
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Katherine Parsley
Hearing Site: Houston, TX
19-0179003/03/2020Claimant(s): Careena Patel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): M. Lee Johnsey
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
18-0125404/15/2019Claimant(s): Lori Welborn
Claimant Lawyers(s): Stuart M. Reynolds
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Lee Johnsey
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
16-0176805/10/2017Claimant(s): Richard Kenny
Claimant Lawyers(s): Brian Kennedy
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): M. Lee Johnsey
Arbitrator(s): Annamaria Boccia Smith, Edward Farrelly Smith, William James Cortellessa
Hearing Site: New York, NY

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