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FINRA Awards for Harry Tharp

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0163111/29/2024Claimant(s): Rafael Friederichsen
Claimant Lawyers(s): Rafael A. Friederichsen
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): David Aaron DeSoto, John Ryan, Harry Tharp
Hearing Site: Houston, TX

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