Potomac Analytics' Logo

FINRA Awards for Rafael Friederichsen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0163111/29/2024Claimant(s): Rafael Friederichsen
Claimant Lawyers(s): Rafael A. Friederichsen
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): David Aaron DeSoto, John Ryan, Harry Tharp
Hearing Site: Houston, TX
22-0040808/29/2023Claimant(s): Rafael Friederichsen
Claimant Lawyers(s): S. Bruce Hiran
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Daniel J. Pagnano, Brian James Tagtmeier, Katherine Parsley
Hearing Site: Houston, TX

2 Results

Display: