Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01631 | 11/29/2024 | Claimant(s): Rafael Friederichsen Claimant Lawyers(s): Rafael A. Friederichsen Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): John O. Lukanski Arbitrator(s): David Aaron DeSoto, John Ryan, Harry Tharp Hearing Site: Houston, TX | ||
| 07-02619 | 06/06/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Ryan Respondent Lawyers(s): Jeffrey E. Stark Arbitrator(s): Judith E. Gross, Fred D. Nicolois, Walter John Engels Hearing Site: New York, NY | ||
| 06-02530 | 10/03/2008 | Claimant(s): Joseph A., and Judith A. Franko Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Jill A Guldin Arbitrator(s): John B. Ryan, Julian F. Santos, Piedad A. Bernikow Hearing Site: Philadelphia, PA |  | $300 |