FINRA Awards for Rima F. Hartman

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-03648	08/02/2024	Claimant(s): Mandisa Landry Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA
23-00028	07/11/2024	Claimant(s): Lisa Idlett Claimant Lawyers(s): John E. Jenkins Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ
20-01175	12/16/2021	Claimant(s): John Palombo Claimant Lawyers(s): Michelle Atlas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): G. Maynard Green, Daniel J. Pagnano, Brian James Tagtmeier Hearing Site: Houston, TX
16-03756	03/14/2020	Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb Hearing Site: Chicago, IL
16-03088	01/02/2020	Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY
15-00140	04/12/2016	Claimant(s): Robert Bowman Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Jim Geiger, John P. Azzopardi, Donald S. Bauman Hearing Site: Philadelphia, PA