21-02947 | 12/05/2022 | Claimant(s): Joseph Scotto Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Weiner Arbitrator(s): Harvey Barrison, Jeffrey P. Bachmann, John Warner Lowe Hearing Site: New York, NY
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16-03088 | 01/02/2020 | Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY
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14-03749 | 03/13/2019 | Claimant(s): Marcus Salouk Claimant Lawyers(s): Steven G. Legum Respondent(s): Mark Miranda, Qi Huang, Robert Ciaccio, Rory Powell, Stephen Grivas, Obsidian Financial Group Respondent Lawyers(s): Kevin Sharma, Mark Andrew Miranda, Michael P. Gilmore, Qi Huang, Stephen Grivas Arbitrator(s): Joseph J. Arata, Jeffrey P. Bachmann, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
16-03026 | 05/15/2018 | Claimant(s): Dana Korr, David Korr, Jill Korr, Jonathan Korr Claimant Lawyers(s): Marc S Gottlieb Respondent(s): Wells Fargo Advisors, Peter Stabell Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Howard L. Sobel, Evdokia Sofos, Jeffrey P. Bachmann Hearing Site: New York, NY
| | Expungement |
15-03189 | 11/17/2017 | Claimant(s): Jose Teles Claimant Lawyers(s): Jonathan Sack Respondent(s): Nomura Securities International. Respondent Lawyers(s): Jeremy T. Adler Arbitrator(s): Jeffrey P. Bachmann, Joseph H. Cerame, Gregory J. Getz Hearing Site: New York, NY
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12-04361 | 04/16/2014 | Claimant(s): Ilan Preis Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Ted M. Rosen, Lori H. Carena, Jeffrey P. Bachmann Hearing Site: New York, NY
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09-06530 | 11/07/2011 | Claimant(s): Kenji Higuchi Claimant Lawyers(s): Madelyn R. Shulman Respondent(s): William Heiden Respondent Lawyers(s): William David Heiden Arbitrator(s): Jeffrey P. Bachmann, Walter M. Schackman, Andrew J. Gerber Hearing Site: New York, NY
| | $400,000 |
10-03192 | 06/16/2011 | Claimant(s): John Gramins Claimant Lawyers(s): Mark E. Ruddy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann Hearing Site: New York, NY
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