| 15-02530 | 05/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Benjamin Marcano
Respondent Lawyers(s): Jarrod J. Malone
Arbitrator(s): Susan C. Lushing, George Sommerfeld, Gayle S. Sanders
Hearing Site: New York, NY
| | |
| 12-04093 | 07/08/2015 | Claimant(s): Henry Zachs
Claimant Lawyers(s): John M. Magliery
Respondent(s): Albert Dishner, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, Gayle S. Sanders
Hearing Site: New York, NY
|  | $0 |
| 13-02081 | 08/13/2014 | Claimant(s): Thomas Berry
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Irwin Kahn, Gayle S. Sanders, Jeanne M. Keefe
Hearing Site: New York, NY
| | Expungement |
| 10-03192 | 06/16/2011 | Claimant(s): John Gramins
Claimant Lawyers(s): Mark E. Ruddy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann
Hearing Site: New York, NY
| | |
| 07-03632 | 07/28/2008 | Claimant(s): Robert Melle
Claimant Lawyers(s): Martin P. Unger
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders
Hearing Site: New York, NY
| | |
