| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
|  | $206,783 |
| 15-02192 | 04/12/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Thomas Avitabile
Respondent Lawyers(s): David P. Stich
Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts
Hearing Site: New York, NY
| | |
| 16-00411 | 03/16/2017 | Claimant(s): Brian Doherty
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Irwin Kahn, Christine Costigan, Carol Maria Luttati
Hearing Site: New York, NY
| | |
| 16-00775 | 02/02/2017 | Claimant(s): Artak Khayan
Claimant Lawyers(s): Lucas C. Buzzard
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Shrader
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | |
| 13-02081 | 08/13/2014 | Claimant(s): Thomas Berry
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Irwin Kahn, Gayle S. Sanders, Jeanne M. Keefe
Hearing Site: New York, NY
| | Expungement |
| 13-00162 | 01/08/2014 | Claimant(s): Kenneth Karetnick
Claimant Lawyers(s): Todd A. Gutfleisch
Respondent(s): James Glickenhaus, Glickenhaus & Co., Steven Green
Respondent Lawyers(s): Alan I. Raylesberg
Arbitrator(s): Irwin Kahn, Nancy S. Gerber
Hearing Site: New York, NY
| | |
| 11-02754 | 09/04/2013 | Claimant(s): Edward Horvath, Pamela Horvath
Claimant Lawyers(s): Adam J. Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Irwin Kahn, Elizabeth Gilbert, Mitchell Jay Bayer
Hearing Site: New York, NY
| | Expungement |
| 12-00550 | 10/15/2012 | Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY
| | |
| 11-01363 | 10/02/2012 | Claimant(s): Malco Real Estate.
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
| | Expungement |
| 11-03870 | 05/01/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Bruce Katz
Respondent Lawyers(s): Bruce Benjamin Katz
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY
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