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FINRA Awards for Brian Doherty

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0041103/16/2017Claimant(s): Brian Doherty
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Irwin Kahn, Christine Costigan, Carol Maria Luttati
Hearing Site: New York, NY
06-0248802/11/2009Claimant(s): Metropolitan Life Insurance Company
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Adam Sherman, Brian Doherty, Daniel Curran, Erich Ingram, John Murray, Mitchell Doren, Richard Gilman, Robert Murphy, Thomas Curran, William Cratty, William LeClair, Park Avenue Securities LLC
Respondent Lawyers(s): John Murray, Robert A. Fisher, Terrence P. Canade
Arbitrator(s): Lewis S. Kurlantzick, June Y. Kilmarx, C. Henry Lucas
Hearing Site: Boston, MA

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