| 23-00162 | 09/07/2023 | Claimant(s): Joseph Ferron
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): FFP Securities., Veravest Investments.
Respondent Lawyers(s): Donna Lawson, Mark H. Stepakoff
Arbitrator(s): Lewis S. Kurlantzick, Michael A. Orticelle, John Thomas Shaban
Hearing Site: Hartford, CT
| | |
| 20-03787 | 11/16/2021 | Claimant(s): Joseph Marino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Zachary S. Knoblock
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
| | |
| 17-02304 | 05/12/2020 | Claimant(s): Angelina J. Cuccaro Family Trust
Claimant Lawyers(s): Stephen Studer
Respondent(s): Paul Steffany, Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan, Paul Anthony Steffany
Arbitrator(s): Lewis S. Kurlantzick, Robert L. Chase, Peter E. Gillespie
Hearing Site: Hartford, CT
|  | Settlement |
| 14-02748 | 02/02/2016 | Claimant(s): Denise Balisciano, Edmund Balisciano
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Joseph LaScala
Respondent Lawyers(s): Joseph Brian LaScala
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
| | Expungement |
| 09-04736 | 11/06/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Charles Meade, Frank Gavel, Raymond James Financial Services., Nutmeg Investment Group
Respondent Lawyers(s): David A. Gehn, Thomas J. Finn
Arbitrator(s): Lewis S. Kurlantzick, Marissa A. Santangelo, Stewart F. Kleinman
Hearing Site: Hartford, CT
| | |
| 12-04103 | 03/05/2014 | Claimant(s): Laurence Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
| | $0 |
| 11-01592 | 06/19/2013 | Claimant(s): Kevin Carey
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): ING Financial Advisers
Respondent Lawyers(s): David R. Jiminez
Arbitrator(s): Barry Quint, Lewis S. Kurlantzick, Robert L. Chase
Hearing Site: Hartford, CT
| | |
| 10-03330 | 05/20/2011 | Claimant(s): Boston Property Exchange Tranfer Company
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Lewis S. Kurlantzick, Edward Allison Downe, David D. Vetrane
Hearing Site: Hartford, CT
| | $0 |
| 09-02683 | 03/02/2010 | Claimant(s): Emily Czelusniak, Joan Boutin, joint accout with Emily Cze, Linda Dudek, joint account with Emily Cz
Claimant Lawyers(s): Emily Czelusniak
Respondent(s): UBS Financial Services Inc., Peter Borrello, Richard Crews
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
| | $150 |
| 06-02488 | 02/11/2009 | Claimant(s): Metropolitan Life Insurance Company
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Adam Sherman, Brian Doherty, Daniel Curran, Erich Ingram, John Murray, Mitchell Doren, Richard Gilman, Robert Murphy, Thomas Curran, William Cratty, William LeClair, Park Avenue Securities LLC
Respondent Lawyers(s): John Murray, Robert A. Fisher, Terrence P. Canade
Arbitrator(s): Lewis S. Kurlantzick, June Y. Kilmarx, C. Henry Lucas
Hearing Site: Boston, MA
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