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FINRA Awards for Edward Allison Downe

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0054211/06/2014Claimant(s): John and Alys Krichavsky, Ken and Judith Boudreau
Claimant Lawyers(s): Edward Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas C. Tretter, Robert M. Singer, Edward Allison Downe
Hearing Site: Hartford, CT
Checkmark IconExpungement
10-0333005/20/2011Claimant(s): Boston Property Exchange Tranfer Company
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Lewis S. Kurlantzick, Edward Allison Downe, David D. Vetrane
Hearing Site: Hartford, CT
Checkmark Icon$0
10-0302001/14/2011Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): David LaMay, Essex Financial Services.
Respondent Lawyers(s): Richard Slavin, Robert A. Richardson
Arbitrator(s): Charles Franklin Willson, John Thomas Shaban, Edward Allison Downe
Hearing Site: Hartford, CT
06-0215502/12/2009Claimant(s): Richard Himmelstein
Claimant Lawyers(s): Matthew Dallas Gordon
Respondent(s): ING Financial Partners.
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Michael J. McCormack, Melinda S. Milberg, Edward Allison Downe
Hearing Site: Hartford, CT

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