| 15-01223 | 03/29/2017 | Claimant(s): Richard White
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Kevin J. Dalton
Arbitrator(s): Robert H. Putnam, David M. Levine, William Finley Hamel
Hearing Site: Charlotte, NC
| | |
| 16-00112 | 11/08/2016 | Claimant(s): Quad Capital Management, Quad Capital
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Joseph Monte
Respondent Lawyers(s): Seth T. Taube
Arbitrator(s): James D. Yellen, Robert Bartels
Hearing Site: New York, NY
| | |
| 14-00212 | 03/24/2016 | Claimant(s): Newoak Capital LLC, Newoak Capital Markets LLC
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Alexander Sellinger, Bryan Nagy, Patrick Mahon, Samuel Warren, Brean Capital
Respondent Lawyers(s): Thomas J. Fleming
Arbitrator(s): Jeffrey F. Friedman, Steven J. Brill, Michele S. Riley
Hearing Site: New York, NY
| | |
| 10-03330 | 05/20/2011 | Claimant(s): Boston Property Exchange Tranfer Company
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Lewis S. Kurlantzick, Edward Allison Downe, David D. Vetrane
Hearing Site: Hartford, CT
|  | $0 |
