| 15-03434 | 08/10/2018 | Claimant(s): Ardian Hasko
Claimant Lawyers(s): Ardian Hasko
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Steven J. Brill, Brooks White, Sophia Annmarie Rutty
Hearing Site: New York, NY
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| 14-00212 | 03/24/2016 | Claimant(s): Newoak Capital LLC, Newoak Capital Markets LLC
Claimant Lawyers(s): Joseph M. Pastore
Respondent(s): Alexander Sellinger, Bryan Nagy, Patrick Mahon, Samuel Warren, Brean Capital
Respondent Lawyers(s): Thomas J. Fleming
Arbitrator(s): Jeffrey F. Friedman, Steven J. Brill, Michele S. Riley
Hearing Site: New York, NY
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| 13-00938 | 03/10/2015 | Claimant(s): William Farrington, Academy Rubber Stamp.
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): LPL Financial LLC, Douglas Flynn, Richard Zito, Flynn Zito Capital Management
Respondent Lawyers(s): Ryan Gustafson
Arbitrator(s): Lise Gabrielle Hunter, Steven J. Brill, Geri S. Krauss
Hearing Site: New York, NY
|  | Expungement |
| 09-04807 | 07/09/2014 | Claimant(s): James Byrne, James Rogers, Joseph Tortora, Richard Festa
Claimant Lawyers(s): Nicholas J. Boyle
Respondent(s): Aimee Carey, Alexis Feliciano, Andrew Roberts, Anthony Verrier, Brian Hampton, Charles Veneziano, Donald Kearns, Eugene Williams, Graig Badger, James McDonald, Janet Schait, John Lugano, John Pagan, John Siedem, Joseph Spillane, Joseph Walsh, Kevin Shanahan, Lawrence Davis, Marc Denicola, Mark DeSalvo, et al
Respondent Lawyers(s): Elissa L. Isaacs, Eric Seiler, John N. Orsini, Nicholas J. Boyle, Robert M. Abrahams
Arbitrator(s): Philip M. Mandel, Edward M. Rosensteel, Steven J. Brill
Hearing Site: New York, NY
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| 10-00757 | 04/23/2014 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Jeffrey Sullivan, John Lang, Peter Lang, Roman Ciosek, Steven Ayer, Hightower Securities
Respondent Lawyers(s): Sharron Ash
Arbitrator(s): Richard S. Peskin, William P. Laino, Steven J. Brill
Hearing Site: New York, NY
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| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
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