FINRA Awards for Edward M. Rosensteel

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-04807	07/09/2014	Claimant(s): James Byrne, James Rogers, Joseph Tortora, Richard Festa Claimant Lawyers(s): Nicholas J. Boyle Respondent(s): Aimee Carey, Alexis Feliciano, Andrew Roberts, Anthony Verrier, Brian Hampton, Charles Veneziano, Donald Kearns, Eugene Williams, Graig Badger, James McDonald, Janet Schait, John Lugano, John Pagan, John Siedem, Joseph Spillane, Joseph Walsh, Kevin Shanahan, Lawrence Davis, Marc Denicola, Mark DeSalvo, et al Respondent Lawyers(s): Elissa L. Isaacs, Eric Seiler, John N. Orsini, Nicholas J. Boyle, Robert M. Abrahams Arbitrator(s): Philip M. Mandel, Edward M. Rosensteel, Steven J. Brill Hearing Site: New York, NY
09-02085	01/04/2012	Claimant(s): Kin Lee and Fanny Ling S. Tsui Claimant Lawyers(s): Peter Mark Bizinkauskas Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Edward M. Rosensteel, Missy Daboul Margolis, Frank A. Yee, Leon E. Byng Hearing Site: Boston, MA		$59,092