FINRA Awards for Joseph Walsh

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01277	11/30/2022	Claimant(s): Joseph Walsh, Sarah Walsh Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Gerald Silverman, Rosemarie Ann Jannuzzi, Joseph Michael Librie Hearing Site: Boca Raton, FL		Expungement
09-04807	07/09/2014	Claimant(s): James Byrne, James Rogers, Joseph Tortora, Richard Festa Claimant Lawyers(s): Nicholas J. Boyle Respondent(s): Aimee Carey, Alexis Feliciano, Andrew Roberts, Anthony Verrier, Brian Hampton, Charles Veneziano, Donald Kearns, Eugene Williams, Graig Badger, James McDonald, Janet Schait, John Lugano, John Pagan, John Siedem, Joseph Spillane, Joseph Walsh, Kevin Shanahan, Lawrence Davis, Marc Denicola, Mark DeSalvo, et al Respondent Lawyers(s): Elissa L. Isaacs, Eric Seiler, John N. Orsini, Nicholas J. Boyle, Robert M. Abrahams Arbitrator(s): Philip M. Mandel, Edward M. Rosensteel, Steven J. Brill Hearing Site: New York, NY