| 09-06725 | 04/16/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Adams
Respondent Lawyers(s): Mark Allen Adams
Arbitrator(s): Mary C. Kelleher, Missy Daboul Margolis, Sharon L. Monroe
Hearing Site: Boston, MA
| | |
| 13-00563 | 08/19/2013 | Claimant(s): Gregory Micoletti
Claimant Lawyers(s): Gregory Micoletti
Respondent(s): Marcus Debaise
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Missy Daboul Margolis
Hearing Site: Hartford, CT
|  | $40,300 |
| 11-02061 | 03/23/2012 | Claimant(s): Denis Thibeault, Paul Torti
Claimant Lawyers(s): Denis Emery Thibeault, Paul J. Torti
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): Missy Daboul Margolis, John Manning Herr, Evalyn Lipton Fishbein
Hearing Site: Providence, RI
| | |
| 09-02085 | 01/04/2012 | Claimant(s): Kin Lee and Fanny Ling S. Tsui
Claimant Lawyers(s): Peter Mark Bizinkauskas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Edward M. Rosensteel, Missy Daboul Margolis, Frank A. Yee, Leon E. Byng
Hearing Site: Boston, MA
| | $59,092 |
