20-03899 | 12/30/2022 | Claimant(s): Cranston Fire & Police Dept Pension Plan Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Mary C. Kelleher, John James McGovern, Patrick R. Westerkamp Hearing Site: Providence, RI
| | Expungement |
18-00380 | 06/24/2019 | Claimant(s): Jeffrey Boudjouk Claimant Lawyers(s): Jeffrey L. Levy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long Hearing Site: Providence, RI
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09-06725 | 04/16/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Adams Respondent Lawyers(s): Mark Allen Adams Arbitrator(s): Mary C. Kelleher, Missy Daboul Margolis, Sharon L. Monroe Hearing Site: Boston, MA
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14-03181 | 03/02/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Joseph Jayne Respondent Lawyers(s): Joseph Jayne Arbitrator(s): Mary C. Kelleher Hearing Site: Boston, MA
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11-04672 | 07/01/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Aaron Foley, Daniel Joyce, Joel Ravitz, Mark Minichiello, Moors & Cabot., Quincy Cass Associatesorporated Respondent Lawyers(s): David L. Ward, Sylvia M. Scott, Timothy J. Perry Arbitrator(s): Mary C. Kelleher, Stephen M. Acerra, Frank Sanclemente Hearing Site: Boston, MA
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12-01070 | 11/26/2013 | Claimant(s): Gregory Vallee Claimant Lawyers(s): Jesse S. Angeley Respondent(s): CCO Investment Services Corp. Respondent Lawyers(s): Christine R. Fitzgerald Arbitrator(s): Ronald L. Cheney, Mary C. Kelleher, Edward Joseph Boudreau Hearing Site: Manchester, NH
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12-00626 | 10/04/2013 | Claimant(s): Kathleen Wu Claimant Lawyers(s): Thomas G. Shapiro Respondent(s): Eric Gauster, Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Mary C. Kelleher, David Ellis, Andrea J. Goldman Hearing Site: Boston, MA
| | $452,060 |
13-00527 | 08/26/2013 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Archie Capinguian Respondent(s): Loren Ackerman Respondent Lawyers(s): Loren John Ackerman Arbitrator(s): Mary C. Kelleher Hearing Site: Manchester, NH
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11-03853 | 05/24/2013 | Claimant(s): Estate of Marjorie Christian Claimant Lawyers(s): Howard Christian Respondent(s): Angelo Anello, Brian Lannigan, Christopher Foley, Merrill Lynch Pierce Fenner & Smith Inc., Patrick Sands, Tracy Maynor Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Mary C. Kelleher, June Y. Kilmarx, William I. Carmen Hearing Site: Boston, MA
| | $0 |
11-04254 | 02/26/2013 | Claimant(s): John Keating Claimant Lawyers(s): John Patrick Keating Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrew M. DeLucia Arbitrator(s): Mary C. Kelleher, Brian J. Dunn, Michael L. Letendre Hearing Site: Boston, MA
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