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FINRA Awards for Thomas G. Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0062610/04/2013Claimant(s): Kathleen Wu
Claimant Lawyers(s): Thomas G. Shapiro
Respondent(s): Eric Gauster, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Mary C. Kelleher, David Ellis, Andrea J. Goldman
Hearing Site: Boston, MA
Checkmark Icon$452,060

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