12-00626 | 10/04/2013 | Claimant(s): Kathleen Wu Claimant Lawyers(s): Thomas G. Shapiro Respondent(s): Eric Gauster, Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Mary C. Kelleher, David Ellis, Andrea J. Goldman Hearing Site: Boston, MA
| | $452,060 |
11-03613 | 07/23/2013 | Claimant(s): Asset Protection Plans. Claimant Lawyers(s): S. David Anton Respondent(s): Oppenheimer & Co.., Joseph Vaccaro Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams Hearing Site: Tampa, FL
| | $0 |
12-00919 | 06/06/2013 | Claimant(s): Linda Savitch Claimant Lawyers(s): Victor P. Muskin Respondent(s): Frank Palombo, Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Leonard M. Bakal, Vincent C. Pangia, Brian John Gallagher Hearing Site: New York, NY
| | $0 |
11-04756 | 04/23/2013 | Claimant(s): Gerald Peragine Claimant Lawyers(s): Jim Moyles Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Joseph F. Pittelli, Caryl S. Bernstein, Jacquelyn M. Shannon Hearing Site: Wilmington, DE
| | |
11-03993 | 10/17/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Todd Hallquist Respondent Lawyers(s): Gordon D. Gee Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman Hearing Site: Kansas City, MO
| | |
11-00950 | 03/21/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Karl Hahn Respondent Lawyers(s): Karl E. Hahn Arbitrator(s): Mary C. Kelleher Hearing Site: Manchester, NH
| | |
08-00443 | 11/17/2011 | Claimant(s): Gerald Rupp, John Roberts Claimant Lawyers(s): Robert J. Hausen Respondent(s): Oppenheimer & Co.., Nancy Abraham Respondent Lawyers(s): Peter Byer, Stephen Ehrenberg Arbitrator(s): Joseph J. Arata, Robina Fedora Asti, Edward G. Toptani Hearing Site: New York, NY
| | $0 |
09-06333 | 09/20/2011 | Claimant(s): Maria Pitch, Nicholas Pitch Claimant Lawyers(s): Brian S. Conneely Respondent(s): David Feigeles, Henry Fichtner, Oppenheimer & Co.., Mark Hotton Respondent Lawyers(s): Michael Finkelstein, Peter Byer Arbitrator(s): Mark Mendley, Joseph Mark Hubbell, Adam B. Lass Hearing Site: New York, NY
| | Expungement |
10-03410 | 08/26/2011 | Claimant(s): Steven Kolow Claimant Lawyers(s): Kristen Hudson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Robert D. Greenlee, Richard M. Reider, Samuel Clinton O'Daniel Hearing Site: Denver, CO
| | $1,112,500 |
10-03192 | 06/16/2011 | Claimant(s): John Gramins Claimant Lawyers(s): Mark E. Ruddy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann Hearing Site: New York, NY
| | |