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FINRA Awards for Gordon D. Gee

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0399310/17/2012Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Todd Hallquist
Respondent Lawyers(s): Gordon D. Gee
Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman
Hearing Site: Kansas City, MO
10-0349808/23/2012Claimant(s): Glenna Wylie, Jack Wylie, Glenna Y. Wylie Trust U/A/D 5/2/91, Jack F. Wylie Trust U/A/D 5/2/91
Claimant Lawyers(s): Gordon D. Gee
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Michael D. Fitzgerald, Bruce Keplinger, Ronald G. Bruch
Hearing Site: Kansas City, MO
Checkmark Icon$272,650

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