Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03993 | 10/17/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Todd Hallquist Respondent Lawyers(s): Gordon D. Gee Arbitrator(s): Joseph D. Sheppard, Michael A. Rzewnicki, Michael A. Kleinman Hearing Site: Kansas City, MO | ||
| 09-02855 | 07/21/2010 | Claimant(s): John Lozes, Nader Nakib, Timothy Sturge Claimant Lawyers(s): Diane A. Nygaard Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Lonnie L. Simpson Arbitrator(s): Mark S. Foster, Joseph D. Sheppard, Michael J. Hunter Hearing Site: Kansas City, MO |  | $395,000 |
| 06-02006 | 08/09/2007 | Claimant(s): Peter Connelly Claimant Lawyers(s): Joe D. Jacobson Respondent(s): Nathaniel Clay, Wayde Walker, Casimir Capital L.P. Respondent Lawyers(s): Jordan M. Kam Arbitrator(s): John E. Sundeen, Joseph D. Sheppard, Gregory B. Allen Hearing Site: Kansas City, MO | | Stipulated Award and Expungement |