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FINRA Awards for Jordan M. Kam

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0242109/25/2015Claimant(s): Eugen Mersch
Claimant Lawyers(s): Louis J. Maione
Respondent(s): Howard Allen, Allen Partners, Portfolio Advisors Alliance.
Respondent Lawyers(s): Jordan M. Kam
Arbitrator(s): Christina Kallas, Jeffery A. Hamer, Isabeth Ann Gluck
Hearing Site: New York, NY
Checkmark Icon$0
06-0200608/09/2007Claimant(s): Peter Connelly
Claimant Lawyers(s): Joe D. Jacobson
Respondent(s): Nathaniel Clay, Wayde Walker, Casimir Capital L.P.
Respondent Lawyers(s): Jordan M. Kam
Arbitrator(s): John E. Sundeen, Joseph D. Sheppard, Gregory B. Allen
Hearing Site: Kansas City, MO
Checkmark IconStipulated Award and Expungement

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