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FINRA Awards for Jeffery A. Hamer

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0242109/25/2015Claimant(s): Eugen Mersch
Claimant Lawyers(s): Louis J. Maione
Respondent(s): Howard Allen, Allen Partners, Portfolio Advisors Alliance.
Respondent Lawyers(s): Jordan M. Kam
Arbitrator(s): Christina Kallas, Jeffery A. Hamer, Isabeth Ann Gluck
Hearing Site: New York, NY
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11-0382308/07/2012Claimant(s): Bruce Zaret
Claimant Lawyers(s): Bruce Zaret
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): John Woodruff
Arbitrator(s): Arnold Wagner, Jeffery A. Hamer, Stephen Martin Friedberg
Hearing Site: New York, NY
06-0504008/24/2007Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): Frank Foerster
Respondent Lawyers(s): Frank Foerster
Arbitrator(s): Edward Baer, Jerome H. Levy, Jeffery A. Hamer
Hearing Site: New York, NY

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