| 16-00551 | 08/09/2016 | Claimant(s): Eric Berger
Claimant Lawyers(s): Ted Poretz
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 14-03110 | 05/05/2016 | Claimant(s): Kevin Logan
Claimant Lawyers(s): Kevin Logan
Respondent(s): HSBC Brokerage (USA) Inc.
Respondent Lawyers(s): John E. Kiley
Arbitrator(s): Arnold Wagner, Domitilia M. dos Santos, James M. Rhodes
Hearing Site: New York, NY
| | |
| 15-01462 | 04/04/2016 | Claimant(s): Allstate Financial Services
Claimant Lawyers(s): S. Lawrence Polk
Respondent(s): Larry Weinbaum
Respondent Lawyers(s): Larry R. Weinbaum
Arbitrator(s): Arnold Wagner, Lawrence Robert Gould, Robert Bartels
Hearing Site: New York, NY
| | |
| 12-02031 | 11/14/2014 | Claimant(s): Dean Hart
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Andrew Trochez, Craig Josephberg, Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Andrew Jesus Trochez, Anthony C. Varbero, Craig L. Josephberg
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
|  | $25,000 |
| 07-03369 | 10/02/2014 | Claimant(s): Andrew Gonchar, Polyvios Polyviou
Claimant Lawyers(s): Matthew B. Baum
Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp
Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta
Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker
Hearing Site: New York, NY
| | |
| 13-01586 | 09/22/2014 | Claimant(s): Mattie Seabrook
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, William Campbell
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cecilia B. Loving, John N. Polakas, Arnold Wagner
Hearing Site: New York, NY
| | Expungement |
| 13-02036 | 07/11/2014 | Claimant(s): Rolf Hanggi
Claimant Lawyers(s): Sam Schwartz
Respondent(s): Emilio Disanluciano, Frank Mazzola, Felix Investments LLC
Respondent Lawyers(s): Aegis Frumento, Richard J. Babnick, Susan Diamond
Arbitrator(s): Arnold Wagner, Sandra J. Mullings, Robert J. Miller
Hearing Site: New York, NY
| | $0 |
| 11-03823 | 08/07/2012 | Claimant(s): Bruce Zaret
Claimant Lawyers(s): Bruce Zaret
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): John Woodruff
Arbitrator(s): Arnold Wagner, Jeffery A. Hamer, Stephen Martin Friedberg
Hearing Site: New York, NY
| | |
| 11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY
| | |
| 11-03094 | 05/25/2012 | Claimant(s): DCG & T FBO Elliott Zimmerman/IRA Elliot
Claimant Lawyers(s): Elliott Zimmerman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $225 |
