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FINRA Awards for Cecilia B. Loving

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0158609/22/2014Claimant(s): Mattie Seabrook
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, William Campbell
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cecilia B. Loving, John N. Polakas, Arnold Wagner
Hearing Site: New York, NY
Checkmark IconExpungement
08-0435711/03/2010Claimant(s): Steven Edelson and Ellen Edelson
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Kenneth Diamond, Cecilia B. Loving, Thomas D. Giordano
Hearing Site: New York, NY
Checkmark Icon$529,688
08-0009610/20/2008Claimant(s): Winnie Mou
Claimant Lawyers(s): Winnie Yukwing Mou
Respondent(s): State Farm Vp Management Corp.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross
Hearing Site: New York, NY
05-0568108/28/2007Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY

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