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FINRA Awards for Brett D. Zinner

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Displaying 10 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0064102/03/2020Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$150,000
16-0360508/24/2018Claimant(s): Kathy Wookey, Thomas Wookey
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell
Hearing Site: Rapid City, SD
Checkmark Icon$330,425
15-0057008/15/2016Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
Checkmark IconStipulated Award
14-0032202/01/2016Claimant(s): Gary Anglen
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
Checkmark Icon$0
15-0071810/08/2015Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Jeff Snyder
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
14-0279406/02/2015Claimant(s): Salomon Whitney LLC
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Jesus Bravo
Respondent Lawyers(s): Jesus Manuel Bravo
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
13-0254005/28/2015Claimant(s): Anne Rapp, Brian Vaughn, Brooks Culley, Charles Bigelow, Charles Redfearn, David Kells, Frank Piraino, Frank Vaughn, George Skaates, Harold Stulbaum, Howard Applebaum, Joseph Rapp, Joseph Reale, Michael King, Nikki Applebaum, Regina Kinney, Richard Lenhart, Robert Kinney, Robert Starzel, Ronald Vaughn, et al
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Anthony Lodati, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Lise Gabrielle Hunter, Thomas D. Giordano, Linda J. Baer
Hearing Site: New York, NY
Checkmark Icon$2,692,600
14-0055310/01/2014Claimant(s): Anthony Lodati
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Robert Peyser
Respondent Lawyers(s): Robert V. Cornish
Arbitrator(s): Michael T. Williams, Alyson R. Dachelet, Lisa Marie Macci
Hearing Site: Miami, FL
Expungement
13-0312107/14/2014Claimant(s): Anthony Lodati
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Charlotte Hunt, Roderick Hunt
Respondent Lawyers(s): Roderick Hunt
Arbitrator(s): Mark Lee Haggard, James F. Zotter, D. Ann Degenshein
Hearing Site: Portland, OR
Expungement
13-0258803/12/2014Claimant(s): Dallas Wood
Claimant Lawyers(s): Dallas C. Wood
Respondent(s): Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Kimberly Renee McBride, Carolyn L. Witherspoon, Janet M. Thompson
Hearing Site: Little Rock, AR
Checkmark IconExpungement

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