| 23-01749 | 10/25/2023 | Claimant(s): Dennis Delmastro
Claimant Lawyers(s): Dennis Delmastro
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
|  | $3,665 |
| 22-00672 | 11/16/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | |
| 21-02847 | 10/25/2022 | Claimant(s): Sean Barker
Claimant Lawyers(s): Alexander Darr
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Frank Cuccio
Arbitrator(s): Samuel H. Chorches, John W. Eichleay, Edward W. Morris
Hearing Site: Augusta, ME
| | $0 |
| 20-01785 | 01/26/2021 | Claimant(s): Raymond Stacy
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): John W. Eichleay
Hearing Site: Cincinnati, OH
| | |
| 19-00641 | 02/03/2020 | Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | $150,000 |
| 16-01462 | 06/27/2017 | Claimant(s): Daniel Schaefer
Claimant Lawyers(s): Daniel Schaefer
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Michael J. Meeusen, John W. Eichleay, Vincent S. Mezinko
Hearing Site: Columbus, OH
| | $0 |
| 15-02983 | 05/30/2017 | Claimant(s): George Miller
Claimant Lawyers(s): Michael J. Bruzzese
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John W. Eichleay, Justin Henry McCarthy, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $152,130 |
| 17-00079 | 04/28/2017 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Michael E. Pastore
Respondent(s): Gazmend Murtezi
Respondent Lawyers(s): Gazmend Murtezi
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | |
| 13-01224 | 10/25/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Andrew J. Dorman
Respondent(s): Richard Sandru
Respondent Lawyers(s): Richard Patrick Sandru
Arbitrator(s): John W. Eichleay
Hearing Site: Cleveland, OH
| | |
| 12-03930 | 05/29/2013 | Claimant(s): Fred Hingel
Claimant Lawyers(s): Fred J. Hingel
Respondent(s): Brian Forneris, Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca Rothmann
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | $0 |
