FINRA Awards for Princor Financial Services Corporation

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03427	07/13/2015	Claimant(s): Michael Kuchera Claimant Lawyers(s): Michael J. Kuchera Respondent(s): Princor Financial Services Corporation Respondent Lawyers(s): Rebecca M. Rothmann Arbitrator(s): Theodore Haynes Hearing Site: Orlando, FL		Dismissed by Rule 12206
12-03930	05/29/2013	Claimant(s): Fred Hingel Claimant Lawyers(s): Fred J. Hingel Respondent(s): Brian Forneris, Princor Financial Services Corporation Respondent Lawyers(s): Rebecca Rothmann Arbitrator(s): John W. Eichleay Hearing Site: Pittsburgh, PA		$0
11-04311	04/11/2013	Claimant(s): Trudi Claus Claimant Lawyers(s): Richard B. Fosher Respondent(s): Princor Financial Services Corporation Respondent Lawyers(s): Rebecca B. Rothmann Arbitrator(s): Stuart H. Dunn, Carl F. Bowmer, Michael J. Pasquale Hearing Site: Richmond, VA		Expungement
10-05815	04/18/2012	Claimant(s): Richard Greene Claimant Lawyers(s): Lawrence E. Skidmore Respondent(s): Azlina Harun, Linnajo Dombroski, Principal Life Insurance Company, Princor Financial Services Corporation, Principal Financial Group Respondent Lawyers(s): Charles E. Coleman, Linnajo Dombroski, Sheena Jain Arbitrator(s): Michelle Judy Brant, Jerold R. Babin, Jeffrey M. Allen Hearing Site: San Francisco, CA
09-01272	10/15/2009	Claimant(s): David Starkson Claimant Lawyers(s): David Starkson Respondent(s): Princor Financial Services Corporation Respondent Lawyers(s): Ann Hudson Arbitrator(s): Willy Nordwind Hearing Site: Phoenix, AZ		$5,499