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FINRA Awards for Rebecca B. Rothmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0431104/11/2013Claimant(s): Trudi Claus
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca B. Rothmann
Arbitrator(s): Stuart H. Dunn, Carl F. Bowmer, Michael J. Pasquale
Hearing Site: Richmond, VA
Checkmark IconExpungement

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