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FINRA Awards for Andrew J. Dorman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0261306/18/2018Claimant(s): Alice Irwin, Charles Irwin
Claimant Lawyers(s): Alice Louise Irwin, Charles Dail Irwin
Respondent(s): Cambridge Investment Research., Denver Nelson
Respondent Lawyers(s): Andrew J. Dorman, Gary Saretsky
Arbitrator(s): John F. Burns, Lynn Hirschfeld Brahin, Christy K. Radigan
Hearing Site: Columbus, OH
Checkmark IconDismissed by Rule 12206
13-0122410/25/2013Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Andrew J. Dorman
Respondent(s): Richard Sandru
Respondent Lawyers(s): Richard Patrick Sandru
Arbitrator(s): John W. Eichleay
Hearing Site: Cleveland, OH
10-0464912/22/2011Claimant(s): The Estate of Theodore M. Krizman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): CFD Investments.
Respondent Lawyers(s): Andrew J. Dorman
Arbitrator(s): G. Donald Steel, Judith Ann Estabrook Shepard, Leonard Arthur Nelson
Hearing Site: Indianapolis, IN
Checkmark Icon$0

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