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FINRA Awards for G. Donald Steel

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0035502/15/2017Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust
Claimant Lawyers(s): Paul D. Vink
Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company.
Respondent Lawyers(s): Company President, Gara M. Seagraves
Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
Checkmark Icon$0
10-0464912/22/2011Claimant(s): The Estate of Theodore M. Krizman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): CFD Investments.
Respondent Lawyers(s): Andrew J. Dorman
Arbitrator(s): G. Donald Steel, Judith Ann Estabrook Shepard, Leonard Arthur Nelson
Hearing Site: Indianapolis, IN
Checkmark Icon$0
06-0339611/01/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Carlisle Kelson
Respondent Lawyers(s): John C. Hamilton
Arbitrator(s): G. Donald Steel, Michael F. Fetsch, Tim V. Young
Hearing Site: Indianapolis, IN

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