| 21-02392 | 03/14/2022 | Claimant(s): Bizhan Sheikholeslami
Claimant Lawyers(s): Bizhan Zia Sheikholeslami
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Terry F Peppard
Hearing Site: Milwaukee, WI
|  | $163 |
| 17-02841 | 11/29/2019 | Claimant(s): Debrah Oelke, Pamela Grether
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney
Hearing Site: Milwaukee, WI
| | |
| 17-01786 | 09/26/2019 | Claimant(s): The Estate of Nancy Allan
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Seth M Erickson
Arbitrator(s): Terry F Peppard, Kevin J. Demet, William Joseph Caprathe
Hearing Site: Milwaukee, WI
| | $167,002 |
| 15-00038 | 06/20/2019 | Claimant(s): Delise Martire, Sandra Hendricksen Martire
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Edward Jones, Troy Nelson
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan
Hearing Site: Bismarck, ND
| | $513,716 |
| 16-02823 | 05/23/2018 | Claimant(s): James Holstine
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Gary Demetri, Robert Marcus, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Terry F. Peppard, Ronald L. Lantz, Kenneth M. Cherrier
Hearing Site: Des Moines, IA
| | $22,108 |
| 15-03299 | 10/26/2017 | Claimant(s): Estate of Jack R. Willett
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Richard A. Mosman, Terry F. Peppard, Donald N. Tolin
Hearing Site: Des Moines, IA
| | Expungement |
| 17-00177 | 09/29/2017 | Claimant(s): Samuel Bennett
Claimant Lawyers(s): Owen Harnett
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David S. Repking
Arbitrator(s): Terry F. Peppard
Hearing Site: Detroit, MI
| | |
| 16-02112 | 07/28/2017 | Claimant(s): Carl Bergstrom
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Christopher Calandrino
Respondent Lawyers(s): Christopher John Calandrino
Arbitrator(s): Terry F. Peppard
Hearing Site: Des Moines, IA
| | $14,000 |
| 16-01522 | 07/24/2017 | Claimant(s): Steve Boehm IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): K.C. Ward Financial
Respondent Lawyers(s): Louis Ward
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
| | $11,610 |
| 16-00355 | 02/15/2017 | Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust
Claimant Lawyers(s): Paul D. Vink
Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company.
Respondent Lawyers(s): Company President, Gara M. Seagraves
Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
| | $0 |
