| 21-01804 | 10/28/2022 | Claimant(s): Steven Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jaime Worden
Arbitrator(s): Stanley H. Michelstetter
Hearing Site: Rapid City, SD
|  | $68,263 |
| 19-01803 | 08/02/2021 | Claimant(s): Anna Creagh, Jon and Mary Anne Tegethoff, Richard and Karen Neuhengen, Anna Marie Creagh Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Genevieve Mar, Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Cory D. Olson
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $477,000 |
| 15-00038 | 06/20/2019 | Claimant(s): Delise Martire, Sandra Hendricksen Martire
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Edward Jones, Troy Nelson
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan
Hearing Site: Bismarck, ND
| | $513,716 |
| 16-02974 | 03/29/2018 | Claimant(s): Dolores Prohaska, Edward Prohaska
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): David Harris, Kevin Cline, Source Capital Group.
Respondent Lawyers(s): David W. Harris, David Harris, Travis Creed
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Susan H. Schleisner
Hearing Site: Milwaukee, WI
| | $300,000 |
| 13-00554 | 06/30/2014 | Claimant(s): Michael De Peaux
Claimant Lawyers(s): Thomas W. Pleasant
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Ralph M. Goren, Stanley H. Michelstetter, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | $0 |
